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Surveillance, privacy and agency

Submitted by byronillyes@as… on Wed, 10/11/2023 - 15:11
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Insights from China

Executive summary

ASPI and a non-government research partner1 conducted a year-long project designed to share detailed and accurate information on state surveillance in the People’s Republic of China (PRC) and engage residents of the PRC on the issue of surveillance technology. A wide range of topics was covered, including how the party-state communicates on issues related to surveillance, as well as people’s views on state surveillance, data privacy, facial recognition, DNA collection and data-management technologies.

The project’s goals were to:

  • improve our understanding of state surveillance in China and how it’s communicated by the Chinese party-state
  • develop a nuanced understanding of PRC residents’ perceptions of surveillance technology and personal privacy, the concerns some have in regard to surveillance, and how those perceptions relate to trust in government
  • explore the reach and potential of an interactive digital platform as an alternative educational and awareness-raising tool.

This unique project combined extensive preliminary research—including media analysis and an online survey of PRC residents—with data collected from an interactive online research platform deployed in mainland China. Media analysis drew on PRC state media to understand the ways in which the party-state communicates on issues of surveillance. The online survey collected opinions from 4,038 people living in mainland China, including about their trust in government and views on surveillance technologies. The interactive research platform offered PRC residents information on the types and capabilities of different surveillance technologies in use in five municipalities and regions in China. Presenting an analysis of more than 1,700 PRC Government procurement documents, it encouraged participants to engage with, critically evaluate and share their views on that information. The research platform engaged more than 55,000 PRC residents.

Data collection was led and conducted by the non-government research partner, and the data was then provided to ASPI for a joint analysis. The project details, including methodology, can be found on page 6.

Key findings

The results of this research project indicate the following:

  • Project participants’ views on surveillance and trust in the government vary markedly.
    • Segmentation analysis of survey responses suggests that respondents fall into seven distinct groups, which we have categorised as dissenters, disaffected, critics, possible sceptics, stability seekers, pragmatists and endorsers (the segmentation analysis is on page 12).
  • In general, PRC state narratives about government surveillance and technology implementation appear to be at least partly effective.
    • Our analysis of PRC state media identified four main narratives to support the use of government surveillance:
      1. Surveillance helps to fight crime.
      2. The PRC’s surveillance systems are some of the best in the world.
      3. Surveillance is commonplace internationally.
      4. Surveillance is a ‘double-edged sword’, and people should be concerned for their personal privacy when surveillance is handled by private companies.
    • Public opinion often aligns with state messaging that ties surveillance technologies to personal safety and security. For example, when presented with information about the number of surveillance cameras in their community today, a larger portion of Research Platform participants said they would prefer the same number (39%) or more cameras (38.4%).
    • PRC state narratives make a clear distinction between private and government surveillance, which suggests party-state efforts to ‘manage’ privacy concerns within acceptable political parameters.
  • Project participants value privacy but hold mixed views on surveillance.
    • Participants expressed a preference for consent and active engagement on the issue of surveillance. For example, over 65% agreed that DNA samples should be collected from the general population only on a voluntary basis.
    • Participants are generally comfortable with the widespread use of certain types of surveillance, such as surveillance cameras; they’re less comfortable with other forms of surveillance, such as DNA collection.

Introduction

It’s important for non-government organisations, governments and human rights advocates combating the misuse of surveillance technologies to assess people’s perceptions of those technologies, especially in the realms of privacy, freedom of expression, movement and assembly, and equal access to public services.2 Gauging the perceptions of populations living with such technologies can support local and international advocacy efforts to improve online and privacy rights by better understanding local views on privacy, security and governance and by shaping effective messaging that raises awareness or resonates with existing concerns.

The threats that surveillance technology poses to human rights are on the rise globally. In August 2022, the UN Human Rights Council published a report on privacy in the digital age, highlighting the abuse of hacking tools, restrictions on encryption, and the extensive monitoring of public spaces, including online monitoring, as the three main areas of concern. Specifically citing freedom of expression and peaceful assembly, participation and democracy, the report stated:

Systematic surveillance of people in the public space online and offline, in particular when combined with additional ways to analyse and connect the obtained information with other data sources, constitutes an interference with the right to privacy and can have highly detrimental effects on the enjoyment of other human rights.3

The Chinese Communist Party (CCP) operates a society-wide system of tech-enhanced authoritarian governance, facilitated by a sophisticated online censorship apparatus and internet-linked physical surveillance devices. In addition to online repression and surveillance, the PRC has become the world’s primary case study of so-called ‘techno-authoritarianism’,4 as the CCP increases its grip on power through an expanding and near-ubiquitous physical and digital surveillance apparatus. Chinese cities are covered by the highest number of CCTV surveillance cameras in the world.5 Police agencies make intensive use of facial recognition to monitor human behaviour, link people’s digital identities with their physical movements through specific devices, and collect DNA, voice prints and iris scans into large-scale databases. Efforts are underway to centralise and better analyse all the data collected.6

The surveillance apparatus now blankets the whole country, but there are differences in intensity and deployment between regions.7 For example, the Xinjiang Uyghur Autonomous Region in western China has long been subject to party-state authorities’ crackdowns aimed at repressing and culturally assimilating the local Muslim minorities. That has included a brutal arbitrary detention system8 and the institution of a more intense surveillance system across the region.9

Surveillance has become integral to the way the party-state operates and governs. As surveillance and China experts Ausma Bernot and Susan Trevaskes put it, ‘to lead everything, the Party needs to see everything.10 In their work, they highlight how ideology permeates all aspects of the PRC’s tech-surveillance systems, and how increasingly, under PRC leader Xi Jinping, tech-enhanced (or ‘smart’) governance has become central to social, political and ideological control. Legislation and regulations that limit companies’ use of surveillance frequently include loopholes that allow the government to use the technology in national- and public-security settings, with limited oversight from PRC citizens. This imbalance hurts transparency and accountability and deprives PRC citizens of avenues to push back against the government’s misuse of technology.

Some Chinese legal experts and others have raised concerns about state surveillance.11 However, the general lack of strong and independent media or a civil society free to investigate and critique government surveillance, as well as restrictions placed on researchers looking to explore these and other topics,12 means that it’s difficult to assess the impact of surveillance technology on people in China. It’s highly unlikely that Chinese residents have access to comprehensive and detailed information on the surveillance technologies currently being deployed by the PRC Government, what they’re used for, and, most importantly, what impact the expanding surveillance has on individuals.

The Chinese domestic information space is dominated by state media, the broader propaganda apparatus and affiliated, nationalist voices; therefore, much of the available information about state surveillance in the PRC reflects party narratives that stress the importance of surveillance for public security and social stability. Another noticeable trend in state narratives is the amplification and, at times, exaggeration of the government’s technology capabilities, which gives an idealised depiction of the surveillance apparatus. This glorification of surveillance tech as the ultimate conduit to social stability serves the party-state as a constant reminder that people are being monitored at all times and promotes self-censorship.13

Project details and methodology

Obtaining reliable public-opinion data from mainland China is increasingly difficult, given the party-state’s almost total control of information flows.14 That makes it necessary to use alternative means to engage with the public in spaces that aren’t fully censored and controlled. Deploying interactive online platforms is an emerging technique designed to surface opinions from the general population.

While China’s huge population and local differences make it difficult to make any generalised assessment based on the datasets obtained, deployed platforms can nonetheless add to our understanding of the Chinese population’s views on important and complex issues. For this project, an interactive digital platform provided PRC residents with an alternative pathway to express individual opinions on surveillance technologies, ultimately enabling direct information sharing with PRC residents and facilitating high levels of engagement. The Research Platform engaged more than 55,000 individuals over four months.

The data collection for this research project occurred through three mechanisms: first, an online survey to unpack the relationship between perceptions of surveillance and trust in government; second, a media analysis to understand how the party-state communicates on the implementation of its surveillance apparatus; and third, a Research Platform, which was a website designed to promote access to uncensored information about the capabilities and use of surveillance technologies in the PRC. This report conveys results from the media analysis, as well as survey respondents, and platform participants’ perceptions of surveillance technologies, and it provides analysis of those perceptions.

In any context, public-opinion data comes with the caveat that participants might not respond completely truthfully to every question. That risk is higher in contexts in which expressing dissenting opinions carries personal risks, and perhaps even more so for a sensitive issue such as surveillance. Notwithstanding those limitations, which must be taken into consideration when examining our findings, this report furthers our understanding of the expansion of surveillance in the PRC, how the implementation of those technologies is communicated by the PRC Government, and what types of concerns those technologies raise.

Online survey

The online survey engaged 4,038 adults living in mainland China between 7 October and 2 November 2022. It was conducted through the Real-Time Interactive World-Wide Intelligence (RIWI) online survey tool.15 The survey was distributed at the start of the project to assess the level of interest in and receptivity to information on surveillance and to inform strategies for effectively communicating research findings about the capabilities of surveillance technologies. The findings helped to shape the development of content for the Research Platform described below.

RIWI’s survey methodology allows respondents to remain anonymous.16 The data was weighted through ‘raking’17 to ensure that the sample matched China’s demographic composition according to age and gender. Respondents were spread across a total of 28 provinces, administrative regions, autonomous regions and municipalities; however, the data wasn’t weighted across geographical areas during the analysis. A breakdown of the survey respondents is provided in Appendix 2 at page 22. The survey’s margin of error was +/– 1.54, with a degree of confidence of 95%.

Media analysis

As a complement to the findings from the online survey, the media analysis shed light on the way that surveillance is characterised in public discourse. In particular, the analysis identified common messages that PRC state media use to communicate and justify the use of surveillance technologies.

Using simplified Chinese Boolean search queries to examine publicly accessible content from a variety of Chinese sources, including Baidu, state media, blog sites and others, queries were initially informed by researching previously published reports on surveillance technology in China and were iteratively updated to remove irrelevant content on the basis of returned results.

The media analysis was conducted at the outset of the project over a 12-month period from 2021 to 2022. The goal of this activity was to inform our understanding of how state media currently describe the use of surveillance and to measure alignment between project participants’ views and state narratives, as well as to develop content that addressed them. The analysis identified more than 4,000 mentions of surveillance, where ‘mentions’ refer to single articles, videos, press releases or posts— each of which may contain multiple or repeated uses of keywords. The mentions returned by the search queries were further categorised based on a list of keywords related to surveillance to identify common themes in the way that surveillance was described and discussed online. Using a qualitative approach, samples of state-media articles and videos as well as government press releases were selected from each category and analysed in greater detail to identify state narratives on the topic of surveillance.

The systematic and quantitative approach allowed for greater expediency in collecting a large dataset of public references to surveillance in the Chinese online landscape. That dataset was then unpacked by examining specific articles returned by each query. As a result, the findings provide an indication of common themes and patterns in the way that surveillance is presented in state media. These results should be considered in context with other studies that leverage similar approaches to develop a view of state narratives in China comprehensively. The results were used principally as a reference for comparing identified state messaging on surveillance with PRC residents’ views on surveillance and privacy, derived both from the online survey and Research Platform data.

Research Platform

The Research Platform was an online interactive website that included five modules, each focusing on a different type of surveillance technology. Every module offered information on one of five surveillance technologies and was designed to encourage participants to engage with, critically evaluate and share their views on the information provided. To that end, every module included knowledge-testing and opinion questions, providing participants with the correct answers after they completed each question. The Research Platform also included infographics for users who wished to deepen their understanding of how surveillance technologies are purchased and deployed, and by which government actors.

Research Platform information was drawn from analysis of government procurement documents exclusively provided by Note: The ChinaFile., a digital magazine published by the Asia Society.18 The documents consisted of more than 1,700 procurement notices related to surveillance technologies from centraland local-government offices across the country.

The PRC is an opaque system: understanding the actual surveillance technologies that are deployed and where they’re deployed can often be difficult to differentiate from aspirational capability or propaganda. The large set of procurement documents offered a clear indication of some of the types of surveillance technologies that various levels of PRC government have intended to purchase and deploy. Our dataset primarily reflected technologies that were procured at the local rather than the central level.

To better understand the current reality of surveillance in local communities, research prioritised procurement notices awarded between 2012 and 2022 from five locations: Shanghai, Beijing, Guangdong,19 Suzhou, and Hangzhou (Table 1).

Table 1: Number of procurement documents collected, by location and year

The number of procurement documents across the five locations shouldn’t be directly compared. The locations have varying population sizes, so the amount of surveillance technology procured and the amount spent varied.

We note also that the sample included in this analysis is based only on publicly accessible documents, and that the figures and monetary amounts represent an unknown fraction of total spending on surveillance. Some procurement documents show joint procurement by different areas of government. Similarly, some notices procured multiple technologies at once. Therefore, the number of procuring agencies and the amount of technology procured exceed the number of procurement notices analysed for each location. Despite those limitations, a large procurement dataset offers a good indication of capability ‘on the ground’.

Selection of the five technologies as the focal point for this analysis (Table 2) was based on preliminary research investigating findings from previous reports on the application of surveillance in China. The Research Platform therefore focused on providing information on—and seeking participants’ views on—those five technologies.

Table 2: Five technologies analysed for this project

This information was then provided to Research Platform participants, explaining use cases and capabilities of the key surveillance technologies in use across the PRC. The platform was made available on the Chinese internet. Over four months, more than 55,000 individuals from mainland China interacted with the platform, and more than 32,000 completed either one or multiple modules.30

To ensure both the security of participants and ongoing research opportunities, the exact methodology for distributing the Research Platform to participants isn’t explained in this report. We note that the distribution method is effective but has inherent limitations for which it can be difficult to control, such as limited means to scale and promote engagement through diverse digital channels. Furthermore, participation on the platform appeared to be skewed towards young, male and highly educated respondents—the most active internet-using population in the country.

Comfort with surveillance

The survey asked respondents about different forms of video surveillance, facial-recognition systems, audio recording devices in public spaces, internet and social-media monitoring, and other more generic questions. Selected questions are featured below and in Appendix 1.

Our findings show that most respondents ranked the government’s performance favourably. On whether respondents felt that the government was meeting their needs, on a scale from 1 (least satisfied) to 10 (most satisfied), 60% of respondents gave a positive answer at 7 and above, 15% stayed neutral at 6–5, and 25% gave a more negative answer of under 5 (Figure 1).

Figure 1: Online survey results: ‘How satisfied are you with how the government is meeting your needs these days? On the scale of 1 to 10 below, 1 means not satisfied at all and 10 means completely satisfied.’

Figure 1

Source: ASPI’s non-government research partner.

Respondents were also asked to rate their trust in different levels of government, as well as in citizens and private entities, ranging from very low trust to very high trust. The results indicate a comparatively higher degree of trust in the central government (Figure 2). This is consistent with earlier surveys with larger respondent groups.31

Figure 2: Online survey results: ‘Using a point scale where 1 is no trust and 10 is a very high level of trust, how much do you trust the following?’

Figure 2

Source: ASPI’s non-government research partner.

Views on surveillance, however, are more split (Figure 3). Just over half of respondents expressed discomfort about being monitored (52%). That level of discomfort was constant across three different types of monitoring: video surveillance; audio recording devices in public spaces; and internet and social-media activity. Those three forms of monitoring were selected to provide an insight into respondents’ level of comfort with more traditional forms of surveillance, such as video, compared to what could be perceived as more intrusive, such as audio, and compared to surveillance in the digital space. Ultimately, the data showed that levels of comfort are consistent across all three.

Figure 3: ‘How comfortable are you with the government monitoring the following?’

Figure 3

Source: ASPI’s non-government research partner.

To describe how trust in the government and attitudes towards surveillance interact, a segmentation analysis was conducted using latent class analysis (LCA). LCA identifies latent subgroups within a sample based on a set of variables (see box). The purpose of this analysis was to develop more effective messaging systems by better understanding the different nuances of public opinion on this issue and avoiding homogenous and stereotyped assessments. This helped to finetune the approach to public education on surveillance more effectively.

Latent class analysis

For this analysis, responses from all survey questions were included, producing a set of seven distinct groups of respondents. The characteristics of each group and the proportion of the sample represented are outlined here and are shown in Figure 4.

 

  • Dissenters (13%): With very low government-satisfaction and trust scores, this group fundamentally mistrusts the government. These participants have a low level of comfort with surveillance; they notice it often and want limits imposed on government surveillance. Anger and anxiety are the top emotions expressed by this group about surveillance.
  • Disaffected (9%): This group has lower-than-average trust and satisfaction levels. Government surveillance primarily provokes anxiety, but this group doesn’t notice surveillance as much as the Dissenters do. They aren’t sure whether the government has the capacity to monitor them everywhere, and whether there should be limits on government surveillance. Their expectations for the future of the economy are low.
  • Critics (15%): With moderately low trust and satisfaction, this group shares much in common with the Disaffected and Dissenters. Their comfort with surveillance is low. While not likely to notice surveillance, they think there should be limits to government surveillance. Compared to the Dissenters, they downplay the government’s capacity to surveil but acknowledge the potential for inappropriate use of surveillance.
  • Possible sceptics (15%): Participants in this group share a generally positive view of the state and are middle of the road when it comes to comfort with surveillance. They don’t really notice surveillance and generally say that government surveillance makes them feel safe or that they have mixed feelings about it.
  • Stability seekers (10%): Like Endorsers and Pragmatists, Stability seekers have a high level of trust in, and satisfaction with, the central government. What distinguishes them is a lack of comfort with surveillance and an awareness of its ubiquity. This group recognises that surveillance is sometimes used inappropriately but values order and social stability. This group has the most positive expectations for the economy.
  • Pragmatists (15%): Pragmatists are mostly comfortable with surveillance but approach the question with low levels of engagement. Most of them don’t have an opinion on whether there are, or should be, limits to government surveillance. In fact, this group is the least likely to notice surveillance and doesn’t think it’s used inappropriately. Despite their high levels of support for the central government, participants in this group value personal privacy over social stability.
  • Endorsers (23%): Endorsers are the most comfortable with surveillance and have the highest level of trust in the central government. ‘Safe’ is the top word that comes to mind when they think about government surveillance. Many (42% above average) think that there are already limits on government surveillance and generally agree that there should be limits. The group places a very high value on social stability, as opposed to personal privacy.

 

Figure 4: Comfort with surveillance and trust in government

Figure 4

Source: ASPI’s non-government research partner.

This analysis indicates that, while trust in the central government and comfort with surveillance are strongly correlated, there are other dimensions that should be considered to construct an informed assessment of public perspectives in China. For example, some of the respondents who declared the highest level of trust in the central government and comfort with surveillance also hold values that contradict government narratives about surveillance, such as expressing a strong preference for personal privacy over public order. By contrast, there are also respondents who express distrust towards the government but are more likely to value public order over personal privacy.

Receptivity to state messaging on surveillance

As part of this project, the research team analysed articles in PRC state media to understand how the implementation of surveillance is communicated to the public. The analysis resulted in the identification of four common messages:

  1. Surveillance helps to fight crime.32
  2. The PRC’s surveillance system is one of the best in the world.33
  3. Surveillance is commonplace internationally.34
  4. Surveillance is a ‘double-edged sword’, and people should be concerned for their personal privacy when surveillance is handled by private companies.35

On the last point, state-media articles that acknowledge citizens’ concerns often also draw attention to the protections embedded in current privacy-protection legislation and the government’s desire to better regulate vendor and platform data management.36 Those points are accompanied by a reinforcement of citizens’ complaints against the private sector’s handling of data.37

At the same time, issues and concerns related to the collection, storage and handling of large datasets, including hacks and leaks (an example being the hacking of police databases in 2022), are often censored.38 If concerns about companies are amplified, while those about the government are censored, that creates the impression that the public supports measures taken by the government to surveil the population for security purposes while being sceptical of private companies. This narrative positions ‘the state and citizens on the same side of the privacy battle against private companies’,39 providing a ‘legitimate’ outlet for concerns about surveillance.

Data collected over the course of this project indicates that state narratives have been at least partly effective in generating public acceptance of the use of surveillance and trust in the central government as the implementer of those technologies. When asked to reflect on the prevalence of surveillance cameras in their community, a larger portion of Research Platform participants would prefer there to be the same number (39.0%) or more (38.4%). A smaller, but substantial, portion (22.6%) supported having less surveillance (Figure 5).

Figure 5: Research Platform results: ‘Thinking about the number of surveillance cameras in your community today. Ideally, would you prefer for your community to have less surveillance, the same amount, or more surveillance?’

Figure 5

Note: Numbers rounded for clarity.
Source: ASPI.

Research Platform results also suggest that participants largely have a positive perception of social credit systems (SCSs).40 Sixty-four percent of respondents said they would support rewarding and punishing citizens’ behaviour through an SCS (Figure 6). We didn’t ask the respondents their reason for supporting SCSs; nor did we give more specificity about the different types of SCSs and their purposes. However, one hypothesis that could explain the strong support is that respondents see tangible benefits in implementing the system, such as institutionalisation and social stability, and that the government has effectively communicated social credit via cultural and moral concepts, as well as Confucian norms that are strongly rooted in the Chinese society and therefore more easily accepted.41

Figure 6: Research Platform results: ‘Do you support rewarding and punishing citizens’ behaviour through a social credit system?’

Note: Numbers rounded for clarity. Source: ASPI.

Personal agency and privacy

Facial-recognition technologies

While there’s broad support among Research Platform participants for the government to use surveillance, participants hold nuanced views that demonstrate preferences for privacy-preserving policies. When asked about whether facial-recognition technology (FRT) surveillance systems should be allowed to automatically record information such as age, gender or ethnicity, the majority (61.3%) said ‘no’ (Figure 7). A large number of participants also had concerns regarding the implementation of FRT at their apartment complexes: just over half (51.9%) support this only if it’s voluntary (Figure 8). This suggests that PRC residents aren’t passive participants in FRT systems and prefer to have a choice to opt out.

Figure 7: Research Platform results: ‘Should facial recognition surveillance systems be allowed to automatically record information like age, gender, or ethnicity?’

Figure 7

Note: Numbers rounded for clarity.
Source: ASPI.

Figure 8: Research Platform results: ‘How would you feel about the local public security office implementing facial recognition technology at your apartment complex?’

Figure 8

Note: Numbers rounded for clarity.
Source: ASPI.

These findings are particularly noteworthy, considering that there are already laws and regulations that supposedly give the public more control over their biometric information. The 2021 Personal Information Protection Law states that ‘separate consent is required when processing sensitive personal information’, and that there should be protection rules and standards for ‘sensitive personal information processing, and new technologies and applications such as face recognition and artificial intelligence’.42

More recently, the draft rules on FRT released by the Cyberspace Administration of China in August 2023 appear to provide individuals with more rights to opt out.43 According to the draft rules, FRT would require individual approval or written consent. The draft rules also state that, in cases in which non-biometric identification solutions are equally effective, they should be favoured over facial recognition.44 The proposed measures would also stop organisations or individuals from creating profiles based on attributes such as ‘race, ethnic group, religion, health, social class, or other sensitive information’, except when ‘protecting national security, public security, or in other emergency situations’.45

This new draft law highlights how most regulations apply predominantly to the private use of surveillance technology, and that loopholes are included for the government to use the technology in national- and public-security settings with limited oversight from PRC citizens. That imbalance hurts transparency and accountability and deprives PRC citizens of avenues to push back against the government’s misuse of technology.

DNA collection

Participants are less comfortable about having their DNA information collected and stored compared to the application of other types of surveillance. While the split is almost even between participants feeling comfortable with the government collecting and storing DNA information about them or their families (Figure 9), a majority (67.4%) agree that DNA samples should be collected from the general population only on a voluntary basis (Figure 10). Uncertainty about DNA technology, the invasive nature of DNA collection and the lack of any visible or immediate personal benefits associated with DNA testing—as opposed to the ‘security dividend’ that a security camera might be seen to provide, for example—may explain the less welcoming responses regarding its collection.

Figure 9: Research Platform results: ‘Would you be comfortable with the government collecting and storing DNA information about you or people in your family?’

Figure 9

Note: Numbers rounded for clarity.
Source: ASPI.

Figure 10: Research Platform results: ‘Do you agree with the statement “DNA samples should only be collected from the general population on a voluntary basis. People should have the choice to not participate.”’

Figure 10

Note: Numbers rounded for clarity.
Source: ASPI.

Data management

In addition to showing preferences for personal agency related to the use of FRT and DNA collection, project data shows that participants have concerns about the security of their personal information and digital privacy. Over half of the Research Platform participants (57.5%) hadn’t heard of the July 2022 hack into the Shanghai police database that contained the personal information of more than 1 billion PRC citizens (Figure 11).46 One reason may be that the participants haven’t had access to the news due to heavy government censorship.

Figure 11: Research Platform results: ‘Have you heard about the hacker claiming on an online forum to have gained access to a Shanghai police database containing the personal information of more than 1 billion PRC citizens?’

Note: Numbers rounded for clarity.
Source: ASPI.

When asked whether the government should have a duty to inform the public when data leaks involving personal information happen, an overwhelming majority (83%) agreed (Figure 12).

Figure 12: Research Platform results: ‘Do you agree that the government should have a duty to inform the public when data leaks involving personal information happen?’

Note: Numbers rounded for clarity.
Source: ASPI.

A question on whether PRC citizens should have the option to remain anonymous on social media also resulted in the majority of participants answering ‘yes’ (Figure 13). These findings run counter to China’s strict real-name registration policies, implemented in 2012. Those policies mandate that all internet users in China register using their real names and personal identification details, with the aim of increasing online surveillance capabilities, maintaining government control over information and addressing social unrest. However, those measures have sparked significant debate within Chinese society, centring around concerns related to free speech, privacy and law enforcement.47

Figure 13: ‘Should you have the option to remain anonymous online?’

Note: Numbers rounded for clarity.
Source: ASPI.

Conclusions and recommendations

Project results indicate that, although the party-state’s messaging on surveillance has been largely effective in persuading PRC residents to accept the widespread use of certain types of surveillance technology, most would still prefer the option to consent to surveillance rather than be passively subjected to it. Equally, although participants strongly support the idea of an SCS that punishes or rewards citizen behaviours, most also have concerns about the arbitrary collection of personal information, and they’re particularly uncomfortable with the collection of DNA. Support for an SCS doesn’t preclude a desire for greater online privacy, including the option to remain anonymous on social media.

Together, the data collected over the course of the project generated new insights on:

  • PRC residents’ perceptions of surveillance technologies and privacy
  • the complexity of public opinion on policy issues such as surveillance, and the importance of examining how trust and values help to shape the diversity of perspectives in the country
  • the ways in which the PRC Government differentiates between state and private surveillance, and how that’s received by residents.

Leveraging the lessons learned from this project, similar approaches could be applied and expanded on in the future in order to:

  • explore where and how PRC residents access news and information, including news or information from outside China, and how that information resonates with different target audiences
  • support human-rights research and education, particularly in other closed and closing online information spaces, through novel empirical methods to collect data
  • develop engaging education campaigns on other human-rights issues, such as health care or gender equality.

Appendix 1: Survey questions and translations

Appenix 1: Survey questions and translations

Appendix 2: Breakdown of survey respondents

Appendix 2: Breakdown of survey respondents

Surveillance, privacy and agency - Insights from China
Tue, 10/10/2023 - 16:56
byronillyes@as…
Attachment
ADF

Australian Defence Force

ACSC

Australian Cyber Security Centre

IEC

the International Electrotechnical Commission

IEEE

Institute of Electrical and Electronics Engineers

IoT

Internet of Things

IoTAA

Internet of Things Alliance Australia

ISO

International Organisation for Standardization

USB

universal serial bus

IIOT

Industrial Internet of Things

ASD

Australian Signals Directorate

CCP

Chinese Communist Party

MERICS

Mercator Institute for China Studies

PRC

Peoples Republic of China

VPN

virtual private network

AI

Artificial Intelligence

SCS

Social Credit System

BRI

One Belt, One Road initiative

CETC

China Electronics Technology Group Corporation

NGO

nongovernment organisation

RFID

radio-frequency identification

CFIUS

Committee on Foreign Investment in the US

SVAIL

Silicon Valley Artificial Intelligence Laboratory

UTS

University of Technology Sydney

ATO

Australian Taxation Office

COAG

Council of Australian Governments

DHS

Department of Human Services

DTA

Digital Transformation Agency

FIS

Face Identification Service

FVS

Face Verification Service

TDIF

Trusted Digital Identity Framework

NUDT

National University of Defense Technology

PLAIEU

PLA Information Engineering University

RFEU

Rocket Force Engineering University

STEM

science, technology, engineering and mathematics

UNSW

University of New South Wales

ZISTI

Zhengzhou Information Science and Technology Institute

AFP

Australian Federal Police

ACIC

Australian Criminal Intelligence Commission

A4P

Action for Peacekeeping

ASEAN

Association of Southeast Asian Nations

C-34

Special Committee on Peacekeeping Operations

CTOAP

Peacekeeping Training Centre (Timor-Leste)

F-FDTL

Timor-Leste Defence Force

MFO

Multinational Force and Observers

MINUSCA

UN Multidimensional Integrated Stabilization Mission in the Central African Republic

MINUSMA

UN Multidimensional Integrated Stabilization Mission in Mali

MONUSCO

UN Stabilization Mission in the Democratic Republic of the Congo

PNGDF

Papua New Guinea Defence Force

PNTL

National Police of Timor-Leste

RAMSI

Regional Assistance Mission to Solomon Islands

RFMF

Republic of Fiji Military Forces

RPNGC

Royal Papua New Guinea Constabulary

RSIPF

Royal Solomon Islands Police Force

UNAMI

UN Assistance Mission for Iraq

UNAMID

UN–African Union Mission in Darfur

UNAMIR

UN Assistance Mission for Rwanda

UNAVEM

UN Angola Verification Mission

UNDOF

UN Disengagement Observer Force

UNIFIL

UN Interim Force in Lebanon

UNIKOM

UN Iraq–Kuwait Observation Mission

UNIOGBIS

UN Integrated Peacebuilding Office for Guinea-Bissau

UNISFA

UN Interim Security Force for Abyei

UNOSOM

UN Operation in Somalia

UNMHA

UN Mission to Support the Hodeidah Agreement

UNMIBH

UN Mission in Bosnia and Herzegovina

UNMIK

UN Interim Administration Mission in Kosovo

UNMIL

UN Mission in Liberia

UNMIS

UN Mission in Sudan

UNMISET

UN Mission of Support to East Timor

UNMISS

UN Mission in South Sudan

UNMIT

UN Integrated Mission in East Timor

UNOTIL

UN Office in East Timor

UNSMIS

UN Supervision Mission in Syria

UNTAC

UN Transitional Authority in Cambodia

UNTAES

UN Transitional Administration for Eastern Slavonia, Baranja and Western Sirmium

UNTAET

UN Transitional Administration in East Timor

UNTSO

UN Truce Supervision Organization